Document provided by Benson & Associates

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF KANSAS

 3   PAULA DARLENE HAMPTON and
     DEMETRIA COOPER,
 4
                   Plaintiffs,
 5
     vs.                            No. 97-2182-KHV
 6
     DILLARD'S DEPARTMENT
 7   STORES, INC.,

 8                 Defendant.

 9

10            DEPOSITION OF MICHAEL IMBER, a witness, 
     taken on behalf of the Plaintiffs, pursuant to 
11   Notice, on the 11th day of September, 1997, at the 
     Overland Park Police Department, 12400 Foster, 
12   Overland Park, Kansas, before

13                   JUDY L. WHITEHOUSE,

14   of AAA Reporting Company, a Notary Public of the 
     State of Kansas.
15
                         APPEARANCES
16
              For the Plaintiffs:
17                 MS. KATHY D. FINNELL
                   ARTHUR BENSON & ASSOCIATES
18                 1000 Walnut Street, Suite 1125
                   Kansas City, Missouri 64106-2123
19

20            For the Defendant:
                   MS. ELAINE DRODGE KOCH 
21                 SPENCER, FANE, BRITT & BROWNE
                   1000 Walnut Street, Suite 1400
22                 Kansas City, Missouri 64106

23            For the City of Overland Park:
                   MR. MICHAEL R. SANTOS
24                 ATTORNEY AT LAW
                   12400 Foster
25                 Overland Park, Kansas

                                                        2


 1                        STIPULATION

 2            It was stipulated by and between counsel 

 3   that the presentment of this deposition to the 

 4   witness by the officer is expressly waived, and that 

 5   if said deposition is not signed by the witness by 

 6   the time of the commencement of the trial, it may be 

 7   used as though signed.

 8

 9                           INDEX

10   WITNESS:  Geraldine Jones                      PAGE:

11   Examination by Ms. Finnell                        3
     Examination by Ms. Koch                          56
12   Reexamination by Ms. Finnell                     65
     Examination by Mr. Santos                        68
13
     EXHIBITS (NONE)                                    
14

15

16

17

18

19

20

21

22

23

24

25

                                                        3


 1                 (The deposition commenced at 3:10 

 2       p.m.)

 3                      MICHAEL IMBER,

 4       a witness, being first duly sworn, testified 

 5       under oath as follows:

 6   EXAMINATION BY MS. FINNELL:  

 7   Q.  Good afternoon, Sergeant Imber.  My name is 

 8       Kathy Finnell, and I am an attorney for the 

 9       plaintiffs in this case, Paula Hampton and 

10       Demetria Cooper.  

11                 Would you please state your address?  

12       Home is fine. 

13   A.  [Reply deleted]

14   Q.  Describe your educational background, beginning 

15       with the location and date of your graduation 

16       from high school?

17   A.  I graduated high school in May of 1978, Blue 

18       Valley High School.

19   Q.  Any colleges?

20   A.  Yes, graduated from Mid-America Nazarene  

21       College in 1990.

22   Q.  What degree?

23   A.  Bachelor of arts in management.

24   Q.  Any other college?

25   A.  I have about nine hours of post-graduate work at 

                                                        4


 1       Baker University.

 2   Q.  How long have you worked with Overland Park?

 3   A.  A little over 14 years.

 4   Q.  Prior working with Overland Park, did you work 

 5       in any other law enforcement capacity?

 6   A.  Yes, I did.

 7   Q.  Where was that?   

 8   A.  I was a reserve officer with the Johnson County 

 9       Park Police.

10   Q.  When was that?

11   A.  That would have been 1980 through 1983.

12   Q.  Is it after that position that you became an 

13       Overland Park police officer?  

14   A.  Right.

15   Q.  Anything else law enforcement oriented?

16   A.  No.

17   Q.  Have you ever been deposed before?

18   A.  No.

19   Q.  Okay.  Basically a deposition is a question and 

20       answer scenario, some of what we have been doing 

21       just now.  Everything that we all say will be 

22       taken down by the court reporter.  It's the same 

23       as if we were in court.  You have been sworn to 

24       tell the truth.  If you don't understand any of 

25       my questions just say so, and I will try to 

                                                        5


 1       rephrase it or clarify it in a manner in which 

 2       you can understand it.  There may be depositions 

 3       that occur from time to time -- I said 

 4       depositions, but I meant objections that occur 

 5       from time to time.  Those objections are being 

 6       made for the record.  Unless you are instructed 

 7       by your attorney, Mr. Santos, you can go ahead 

 8       and answer the questions once the objections 

 9       have been made by the attorneys and responded 

10       to.   

11                 It's very important that you resist 

12       the human tendency to answer questions with nods 

13       and/or other body language or phrases like 

14       uh-huh and huh-uhs, because there is no way to 

15       distinguish those type responses on the record 

16       on just plain paper, the inflection in your 

17       voice won't be there.  

18                 If you have any questions or if you 

19       don't understand something during this process, 

20       talk with your attorney, unless it's a question 

21       that I have asked you that you don't understand, 

22       okay?

23   A.  Okay.

24   Q.  Did you do anything in preparation for this 

25       deposition?

                                                        6


 1                 MR. SANTOS:  Other than talk to your 

 2       attorney.

 3   Q.  (By Ms. Finnell)  Other than talk with your 

 4       attorney.  Because one of the others things 

 5       along with the questions I am asking you I'm not 

 6       asking you to discuss any matters that you have 

 7       discussed with your attorney.  Those matters are 

 8       considered privileged. 

 9   A.  The only thing I did was last night I looked 

10       through income tax returns to determine exactly 

11       what period of time I was employed with 

12       Dillard's because I didn't have a good 

13       recollection.

14   Q.  Are you no longer working security for 

15       Dillard's?

16   A.  That's correct.

17   Q.  When did you work security for Dillard's?

18   A.  I began in 1987 and quit, I believe, it was in 

19       1994.

20   Q.  In addition to Dillard's have worked any other 

21       retail oriented security off duty?

22   A.  Yes, I have.

23   Q.  Where was that?

24   A.  Well, to this day I work for the Oak Park Mall.

25   Q.  Oak Park Mall security?

                                                        7


 1   A.  Right.

 2   Q.  When did you start working with them?

 3   A.  I believe that was in 1984, as soon as I got 

 4       through with my probationary year here at the 

 5       police department.

 6   Q.  Any other off duty retail oriented security that 

 7       you have worked?

 8   A.  Well, I am currently employed by AMF West 

 9       Bowling Center.

10   Q.  During the time that you worked for Dillard's, 

11       what exactly did you do?

12   A.  Uniformed security.

13   Q.  Is it the same for Oak Park?

14   A.  Yes.

15   Q.  There is basically an overlap between the time 

16       you worked for Dillard's and your current 

17       employment as security for Oak Park Mall, is 

18       that correct?

19   A.  That's correct.

20   Q.  When you started working for Dillard's, can you 

21       describe any training or orientation you 

22       received not including any human relations 

23       personal information document that you would 

24       have filled out?

25   A.  The only training I received was when the 

                                                        8


 1       decision was made to hire off duty police 

 2       officers, I was part of the first group of 

 3       officers to be trained by the old Dillard's 

 4       security people.  And I had, I want to say, 

 5       maybe three or four weeks of on-the-job training 

 6       with them.

 7   Q.  So prior to the hiring of off duty police 

 8       officers there was a -- was it a security or 

 9       loss prevention --

10   A.  It was a civilian loss prevention force, typical 

11       of a lot of department stores.

12   Q.  Are you aware of why that transition occurred 

13       from the civilian loss prevention?

14   A.  Somewhat.

15   Q.  Why did it?

16   A.  One of the former civilian security people 

17       apparently intercepted a letter that was written 

18       from top management of Dillard's to store 

19       managers or somebody.  I remember seeing the 

20       letter and there was a comment in there that the 

21       comment that Dillard's wanted to get away from 

22       Barney -- from the Andy Griffith Show -- Barney 

23       type security and go to professional police 

24       officers.  They thought it would be better for 

25       the organization.

                                                        9


 1   Q.  Better in what ways, do you know?

 2   A.  I don't recall.  I mean this has been 11 or 12 

 3       years ago that I took a quick look at this 

 4       letter that was shown to me.  I felt bad for the 

 5       security people.

 6   Q.  Did you receive any security policies or 

 7       procedures?

 8   A.  Yes, I did.

 9   Q.  How was it that you received that information?

10   A.  I don't recall if I received them when I 

11       initially applied and was hired, I want to think 

12       -- I believe they came much later.  We were all 

13       required to produce a copy of our driver's 

14       license and Social Security card and some other 

15       information, and I believe it was at that time 

16       that we signed for an employee handbook.

17   Q.  When Dillard's transitioned from the civilian 

18       loss prevention style security to police 

19       officers, were they all uniformed police 

20       officers?

21   A.  Initially, yes.

22   Q.  Did that change at some point?

23   A.  Yes, it did.

24   Q.  Do you know when it changed?

25   A.  I don't think it was in the first year or two, I 

                                                        10


 1       believe it was much later, but I really couldn't 

 2       give you any kind of specific date or even year.  

 3       But we were -- it was all Overland Park 

 4       uniformed officers initially.

 5   Q.  Do you know why there was a transition from -- 

 6       and when we talk about uniform, we are talking 

 7       about the transition from uniformed to also 

 8       using plain clothes, is that your understanding 

 9       of what we are talking about?

10   A.  Yes.

11   Q.  Do you know why there was a transition?

12   A.  No, I don't.

13   Q.  When you worked at Dillard's, who was your 

14       supervisor?  And I don't mean the supervisor in 

15       terms of the department coordinator. 

16   A.  Boy, I believe the first supervisor was a lady 

17       by the name of Sand or Sands.  She was later 

18       transferred to a different store.  She was my 

19       first supervisor.  I have seen several go 

20       through there.  And I had a male supervisor and 

21       then Marvie Dirks was a supervisor.  So I had at 

22       least three that I can recall.

23   Q.  And the last one being Marvie Dirks?

24   A.  That's correct.  Dee Sands, I believe that's 

25       what her name was.

                                                        11


 1   Q.  She would have been your supervisor when you 

 2       joined Dillard's in '87?

 3   A.  Correct.

 4   Q.  I am going to show you what's been marked in a 

 5       prior deposition, this is a duplicate copy of 

 6       it, Deposition Exhibit No. 1.  Is that the 

 7       document that you were referring to when you 

 8       said you were given rules and regulations -- I'm 

 9       sorry, policies and procedures?

10   A.  I don't know if this is the exact same one 

11       because I don't recall exactly what it looked 

12       like, but some of the wording on here is very 

13       similar to what I recall reading and signing, 

14       but I can't state for the record this is 

15       absolutely what I signed X number of years ago.

16   Q.  And you would have only signed it once?

17   A.  Possibly more.  I mean it could have been 

18       updated, revised.  In fact, I think I probably 

19       did go through this more than once.

20   Q.  Were you ever given any objectives for security 

21       at Dillard's Oak Park?

22   A.  Not that I recall.

23   Q.  How involved, if at all, was Dee Sands in 

24       security activities at Dillard's during the time 

25       you worked there?

                                                        12


 1   A.  You want my opinion? 

 2   Q.  Yes. 

 3   A.  I thought she was very involved.

 4   Q.  Why do you think that, or did you think that?

 5   A.  Well, I think she had a pretty good security 

 6       sense about her.  If I recall, her son was one 

 7       of the civilian Dillard's security staff who 

 8       ultimately lost his job or was transferred when 

 9       the off duty officers came aboard, and I thought 

10       that she was very much pro police and a good 

11       person to work for.

12   Q.  And the male supervisor whose name you don't 

13       know who was the second supervisor, to what 

14       extent, if at all, was he involved with security 

15       activities?

16   A.  Well, I didn't have the kind of relationship 

17       with him that I had with Dee Sands, so I really 

18       don't know if he was actively involved or not. 

19                 By the way, the male supervisor is the 

20       manager of the Wal-Mart store at 119th and 

21       Metcalf.

22   Q.  During the time that you worked in security when 

23       Marvie Dirks was supervisor, to what extent, if 

24       any, was she involved with the security 

25       activity?

                                                        13


 1   A.  She was very involved.

 2   Q.  How so?

 3   A.  Well, she implemented evaluations for the 

 4       security officers.  She would meet with us, I 

 5       want to say, semi-annually just to talk about 

 6       our job, you know, just how she felt, you know, 

 7       her opinion of how we were doing our job, and  

 8       just basically security in general.  I 

 9       supervised the fraud and forgery unit, and she 

10       would solicit a lot of my advice and 

11       recommendations on ways of cutting down on 

12       forged checks and unlawful uses of credit cards, 

13       things of that nature.  She seemed really 

14       interested in it.

15   Q.  Did she have the same good security sense that 

16       you described with Dee?

17   A.  I think so.

18   Q.  Is there anything about your experience working 

19       for Dillard's security off duty that would lead 

20       you to conclude that African-American shoppers 

21       are treated differently than white shoppers?

22   A.  Yes.

23   Q.  What?

24   A.  Shortly after Dillard's began hiring officers 

25       from some different agencies, this is when the 

                                                        14


 1       decision was made to allow plain clothes 

 2       officers, there were several instances where 

 3       both when I was working for Dillard's or working 

 4       for the mall, because at that time years ago we 

 5       were all tied to the same radio frequency, so by 

 6       working the mall I could hear the security guys 

 7       from Dillard's speaking and vice versa.  That's 

 8       really not the case currently, but it was back 

 9       then.  And numerous times over a period of years 

10       I would overhear radio traffic something to the 

11       effect of we have a couple of Code 3s coming in 

12       the such and such doors.  

13   Q.  What is a Code 3?

14   A.  When I first heard this, I didn't know what it 

15       was.  And I went to the security people, I don't 

16       know who it was it was so many years ago, and I 

17       said, "What do you mean that there are a couple 

18       of Code 3s or Code 4s coming in the door?"  That 

19       was their radio code that they used on their job 

20       like the Highway Patrol to distinguish a black 

21       female or a black male.

22   Q.  Okay.  Do you know -- you talked about shortly 

23       after the hiring of the officers from other 

24       jurisdictions, do you know about when that 

25       occurred?

                                                        15


 1   A.  Let's see, I started in '87.  This would just be 

 2       a guess, but '89 or '90. 

 3   Q.  Would that be the same time frame that you heard 

 4       this, we have a couple of Code 3s coming in X or 

 5       Y door, over the radio frequency?   

 6   A.  Yes.  See we don't have those codes here in 

 7       Overland Park.  That's why I wasn't familiar 

 8       with we have a couple of Code 3s.  I had no idea 

 9       what it meant, so I inquired, "What do you mean 

10       there are a couple of Code 3s?"  That is when 

11       they said that means black female or black male.

12   Q.  What is it about those codes that made you feel 

13       that African-American customers were being 

14       treated differently from white customers?

15   A.  Well, in all the years I have worked at the 

16       mall, I never ever heard them say, we have a 

17       couple Code 1 or 2s, referring to white males or 

18       white females.  So I was always, I guess, in my 

19       mind questioning why is it necessary for one 

20       security officer to alert other security 

21       officers that someone is coming from the front 

22       door because they are black.

23   Q.  When I asked you why you felt that 

24       African-American customers were treated 

25       differently than white customers, you said there 

                                                        16


 1       were several incidents?

 2   A.  Yes, there were several.  I can't even tell you 

 3       how many times.  There were countless times over 

 4       the years that I heard this kind of radio 

 5       traffic, but what else bothered me and 

 6       eventually led to me resigning from Dillard's 

 7       was that on a regular basis I would get paged 

 8       over the radio paging system there to call a 

 9       certain extension where an associate would be, 

10       and the typical scenario would be, "Can you come 

11       to my area?  I have a couple of suspicious 

12       people here."  And I would respond and make 

13       contact with the associate, and the majority of 

14       the time it would be a black male or black 

15       female.  

16                 When I inquired of the associate, why 

17       did you call me, why are these people 

18       suspicious, they didn't really have an answer.  

19       And eventually I began questioning the 

20       associates on the phone, and unless I heard 

21       something that rose to the point of they are up 

22       to something, I didn't even respond, because I 

23       didn't want to get involved in having somebody 

24       accusing me of harassment.

25   Q.  You said that's one of the reasons why you 

                                                        17


 1       resigned from Dillard's?

 2   A.  That's correct.

 3   Q.  Did you talk to anyone in management in 

 4       reference to your --

 5   A.  I did.  I knew you were going ask that question, 

 6       but for the life of me, I cannot think of when 

 7       or exactly who I talked to, but it was someone 

 8       in management that I went to complain to that I 

 9       thought it was -- that there was liability 

10       involved and, you know, responding to these 

11       areas just because an associate called and said 

12       there is somebody suspicious here, they needed 

13       to be a little more definitive on why this 

14       person was suspicious, you know, were they 

15       looking around like they wanted to steal 

16       something, but just the mere fact there are two 

17       African-American men or women in the area, I 

18       wasn't going to respond.

19   Q.  When the associates would first call you and say 

20       there was someone suspicious in their 

21       department, how did race come up?

22   A.  Usually it didn't come up until I got there, and 

23       then I would make contact with this associate 

24       and they would point out the suspicious person 

25       or persons in their area, and I would say, 

                                                        18


 1       "Okay.  Why are they suspicious?"  

 2                 And 99 percent of the time I didn't 

 3       get an answer, or the answer was, "Well, I don't 

 4       know.  I just don't like the look of them," or 

 5       "I get this bad feeling,"  And I left.  I didn't 

 6       stick around.

 7   Q.  Did this happen throughout the time that you 

 8       worked off duty at Dillard's?

 9   A.  Yes.

10   Q.  You said countless times?

11   A.  Yes, I couldn't put a number on it.  Dozens over 

12       the years.

13   Q.  Any other reasons, in addition to the calls that 

14       you received from the associates based on the 

15       presence of African-Americans in their 

16       departments, for your belief that 

17       African-American shoppers were treated 

18       differently?

19   A.  Well, I didn't like the way officers from other 

20       jurisdictions were treating African-Americans 

21       who were apprehended for various crimes.  In my 

22       opinion they were not treat as professionally as 

23       the arrestees who were white.

24   Q.  What do you mean?

25   A.  Well, I never saw a single incident of abuse or 

                                                        19


 1       I would have taken action on it, but just the 

 2       way they communicated with the 

 3       African-Americans.  It's really hard to 

 4       describe.  They just weren't as professional, 

 5       they didn't use -- they weren't as polite, they 

 6       kind of copped an attitude, I guess would be a 

 7       good way to describe it.  And it was typically 

 8       the officers who worked for the Kansas Highway 

 9       Patrol.

10   Q.  They were polite and professional and without 

11       attitudes when dealing with white suspects?

12   A.  Well, not always.  Sometimes everybody has a bad 

13       day, but I just saw kind of a pattern that when 

14       it was an African-American who was apprehended 

15       they just weren't treated -- you know, they get 

16       them up to the security area and they just 

17       weren't very professional with them.  They 

18       didn't treat them the same way they treated most 

19       of the whites that were apprehended.

20   Q.  What were some of the things that they did that 

21       leads you to conclude that they weren't 

22       professional?

23   A.  Use of profanity, the tone of their voice.

24   Q.  Anything else?

25   A.  Nothing else really comes to mind.

                                                        20


 1   Q.  These are in reference to African-American 

 2       shoppers who had actually been apprehended for 

 3       shoplifting, is what you just described?

 4   A.  Either apprehended for shoplifting or suspected 

 5       of shoplifting, and people who they didn't have 

 6       good cases on, and they would ask these people 

 7       to leave, and some people would take objection 

 8       to being ordered or instructed to leave the 

 9       premises, and they would argue with the security 

10       officers.  There was a noticeable difference, if 

11       it was a couple of two white women versus two 

12       African-American women how they were treated.

13   Q.  What is that noticeable difference?

14   A.  Typically the white customers were treated with 

15       more patience, less use of profanity if things 

16       got heated, tone of voice, a little quieter, but 

17       with the African-Americans the officers tended 

18       to be a little more vocal, louder. 

19   Q.  Are you aware of any complaints that were made 

20       by African-American shoppers that they were 

21       being treated differently --

22   A.  Yes.

23   Q.  I have to tell you one more rule, and this is 

24       for the court reporter who is taking down 

25       everything we say.  If we talk over each other 

                                                        21


 1       then she can't take it down at the same time.  

 2       One of her hands takes down everything you say 

 3       and one takes down everything I say, I just 

 4       learned that today. 

 5   A.  I apologize. 

 6   Q.  Okay.  Why do you say that?

 7   A.  There was an incident, I want to say within the 

 8       last couple of years, where Dillard's security 

 9       -- there was a Trooper Sanchez involved in 

10       pursuing an alleged shoplifter off the mall 

11       premises.  And during the ordeal, there was some 

12       type of altercation out on the road, and Trooper 

13       Sanchez used his gun to strike the alleged 

14       suspect's car leaving a dent.  And it was my 

15       understanding that there was some litigation 

16       involved because I know I got called down to an 

17       attorney's office, not give a deposition but 

18       just to discuss with this attorney what facts I 

19       knew.

20   Q.  Did you actually see this?

21   A.  No, but I wasn't working for Dillard's at the 

22       time.  Because I left in '94, but I was working 

23       as the Oak Park Mall uniformed security officer, 

24       so my role in this incident was as I heard what 

25       was going on I went to a telephone to call the 

                                                        22


 1       Overland Park police dispatcher to let them know 

 2       that Dillard's security had left the property 

 3       and was in pursuit of this woman.

 4   Q.  And heard, what do you mean by as you heard what 

 5       was going on?

 6   A.  I could overhear it on the radio what was 

 7       happening, because at that time, as I mentioned 

 8       earlier, we were all tied to the same radio 

 9       frequency.

10   Q.  You said this was after you had left Dillard's, 

11       so this was after '94?   

12   A.  That's correct.  I want to say this was just 

13       within the last couple of years.  It wasn't very 

14       long ago.

15   Q.  And the individuals who Officer Sanchez was 

16       pursuing were African-American?

17   A.  That's correct.

18   Q.  As Oak Park Mall security was it your 

19       responsibility to notify -- your role, I think 

20       you described it, was to call the dispatcher at 

21       Overland Park?

22   A.  It wasn't my responsibility necessarily, but I 

23       thought it would be best for everyone involved 

24       that our dispatcher know what was going on due 

25       to the fact that there was a pursuit involved.

                                                        23


 1   Q.  And a weapon drawn?

 2   A.  I didn't know about the weapon at that time, I 

 3       was just reporting to my dispatcher that 

 4       security had left mall property, which they are 

 5       not supposed to do.  And I gave the directions 

 6       to the communications people as I heard them 

 7       over my radio.

 8   Q.  Can you think of any other incident where you 

 9       believe African-American shoppers were treated 

10       differently or shoplifting suspects were treated 

11       differently?

12   A.  No.

13   Q.  Did any African-American shoppers ever complain 

14       to you that they felt like they were being 

15       mistreated, harassed or followed by security at 

16       Dillard's?

17   A.  Yes.

18   Q.  Can you describe the nature of those complaints?

19   A.  One just came to mind.  Dillard's had taken an 

20       African-American female, I believe she was a 

21       juvenile, into custody in the north store, and 

22       there was some type of altercation between the 

23       suspect and the Dillard's security people 

24       because they yelled for help, which is what we 

25       call an assist the officer, and all the security 

                                                        24


 1       people in the mall will respond to aid the 

 2       person in trouble.  And I recall going back to 

 3       where the management area is where they had this 

 4       young lady in custody, and she complained she 

 5       was roughed up by the Dillard's officers.

 6   Q.  Did you see any signs?

 7   A.  No.  There was -- well, there were signs that a 

 8       struggle had occurred, there was no doubt about 

 9       it, but once everything was okay, and I knew 

10       that on duty officers were on the way down to 

11       assist, I left.

12   Q.  Do you recall the young lady's name?

13   A.  No, I don't.

14   Q.  Was this while you were working Oak Park Mall 

15       security?

16   A.  That's correct.

17   Q.  Do you know whether it was this year or last 

18       year or just sometime after '94?

19   A.  It could have been this year or the later part 

20       of '96.

21   Q.  Were the words "roughed up" the words that the 

22       African-American juvenile used?

23   A.  No.  I believe the words she used was, "They 

24       beat me up."

25   Q.  Can you describe her?

                                                        25


 1   A.  Oh, boy.  Other than African-American, probably 

 2       16 or 17 years of age.  I'm not 100 percent 

 3       sure, but I think one of the arresting Dillard's 

 4       officers was a John Schuepbach.

 5   Q.  Would you have written a report on this 

 6       incident?

 7   A.  No, I wouldn't have, no.

 8   Q.  That's because you were just there as back up at 

 9       the mall?

10   A.  That's correct.

11   Q.  Any other complaints that you are aware of by 

12       African-American shoppers?  Let me ask you this:  

13       Have you ever had any complaints from white 

14       citizens that they were roughed up or beat up by 

15       Dillard's security?

16   A.  None that I am aware of.

17   Q.  Any other complaints by African-American 

18       shoppers that they were discriminated, 

19       mistreated, harassed by Dillard's security?

20   A.  I can't think of any.

21   Q.  Are you familiar with the shoplifting incident 

22       that occurred in April of '96 at Dillard's 

23       involving any African-American shoppers?

24   A.  No.

25   Q.  Are you aware of any Dillard's security officers 

                                                        26


 1       that follow suspected shoplifters, look into a 

 2       bag if they have one, take the merchandise out 

 3       of the bag, and keep the merchandise if the 

 4       person doesn't have the receipt?

 5                 MS. KOCH:  Object to the form of the 

 6       questions as vague.

 7   Q.  (By Ms. Finnell)  I am just asking if you know 

 8       of any incident where that has occurred?

 9   A.  Can you repeat it so I make sure I understand 

10       it? 

11   Q.  Dillard's security officer follows someone 

12       either inside Dillard's or into the mall area, 

13       approaches that person, asks to look into their 

14       bag, takes out property, Dillard's property, 

15       finds no receipt in the bag, keeps the property, 

16       are you aware of any of those types of 

17       situations?

18   A.  I have seen that occur, but I couldn't tell you 

19       who was involved.  I recall responding on 

20       occasion and seeing the Dillard's security 

21       officer tell the person, well, I am going to 

22       keep this, and unless you can prove ownership, 

23       we are going to keep it.

24   Q.  Was the person then allowed to go?

25   A.  Yes.

                                                        27


 1   Q.  What was the race of the person?

 2   A.  African-American.

 3   Q.  Do you know who the security officer was?

 4   A.  No, I don't.

 5   Q.  Do you know about when this occurred?

 6   A.  Well, it occurred a few times over the course of 

 7       the last several years, but I don't have a 

 8       recollection of who the particular officer was.  

 9       It just --

10   Q.  Occurs?

11   A.  It occurs, right.

12   Q.  This occurred after you left Dillard's in 1994?

13   A.  Yes.

14   Q.  To what extent are shoplifting investigations 

15       self-initiated at Dillard's, that you are aware 

16       of, by security officers?

17                 MS. KOCH:  Object to the form of your 

18       question as vague.

19   Q.  (By Ms. Finnell)  Do you know what I mean by 

20       self-initiated?

21   A.  Well, I think I do.

22   Q.  As opposed to responding to a call from an 

23       associate based on the officer's own initiative?

24   A.  I can say this, when I was employed there 

25       initially when we were all in uniform our main 

                                                        28


 1       objective was crime prevention.  We weren't 

 2       really expected to make apprehensions.  They 

 3       wanted high visibility, they wanted the 

 4       professional looking uniformed officer to keep 

 5       the potential shoplifters out and make them go 

 6       somewhere else.  With the changeover to the 

 7       plain clothes, I think that that's a whole 

 8       different ballgame, and yes, there is probably a 

 9       lot of self-initiated shoplifting apprehensions.

10   Q.  To what extent are the officers allowed to use 

11       their own discretion in the manner in which they 

12       monitor, investigate, and/or apprehend suspects, 

13       and by the officers I am referring to Dillard's 

14       security officers?

15                 MS. KOCH:  Object to the form of 

16       question as vague and overly broad. 

17   A.  It's my understanding there is a lot of 

18       discretion that the officers can do whatever it 

19       takes.  If they observe somebody shoplift they 

20       can take the appropriate action to apprehend 

21       that person.

22   Q.  (By Ms. Finnell)  And appropriate is based on 

23       their own personal definition, is that what you 

24       are saying, or is there some definition of 

25       appropriate given?

                                                        29


 1                 MS. KOCH:  Object to the question as 

 2       leading and vague.

 3   Q.  (By Ms. Finnell)  I am not trying to lead you.  

 4       You used the word appropriate, and I am trying 

 5       to understand where it came from. 

 6   A.  Just basically, I mean, police officers here in 

 7       Overland Park we are trained on what probable 

 8       cause is, we know the elements of what a theft 

 9       is, and what is a good case.  And if I am 

10       working Dillard's or anywhere else and I see 

11       somebody take something off a rack and stick it 

12       in their purse and walk out the door, I believe 

13       there is probable cause to stop that person and 

14       conduct a shoplifting investigation.

15   Q.  Are you familiar, during the time that you 

16       worked either as security officer at Dillard's 

17       or during the time that you worked at Oak Park 

18       Mall, of incidents which you would consider to 

19       be bad stops made by Dillard's security of 

20       African-American shoppers?

21                 MS. KOCH:  Object to the form of your 

22       question as vague.

23   Q.  (By Ms. Finnell)  Do you understand what I mean 

24       by bad?

25   A.  Yes, I think I do.  Bad being a lack of probable 

                                                        30


 1       cause?  

 2   Q.  That's a start, yes. 

 3   A.  Yes.

 4   Q.  Can you describe those such incidents?

 5   A.  Generally speaking I can.  Over the years there 

 6       were times that shoppers were stopped, you know, 

 7       based on not necessarily an observation that the 

 8       officer saw somebody take something and stick it 

 9       in their pocket or stick it in their purse, but 

10       things like, you know, there is an empty hanger 

11       there and I believe that there was something on 

12       that hanger 15 minutes ago, so this person must 

13       have taken it so I am going to stop them.

14   Q.  Based on assumptions made by the officers, not 

15       necessarily with basis, is that what you are 

16       saying?

17                 MS. KOCH:  Object to the form of your 

18       question as leading.

19   Q.  (By Ms. Finnell)  I'm not trying to lead you, I 

20       just want to --

21   A.  Well, it was my understanding while employed at 

22       Dillard's that I was not to stop or apprehend a 

23       shoplifter unless I actually observed what I 

24       perceived to be a violation.  It was my 

25       understanding that if an associate said, "I 

                                                        31


 1       think I just saw that person steal something," I 

 2       don't stop them.  And even in Dillard's didn't 

 3       tell me that, that's the way I personally 

 4       operate.

 5   Q.  Why is that?

 6   A.  Well, for liability reasons, mainly.

 7   Q.  Even if the associate told you they were sure of 

 8       what they saw?

 9   A.  That would depend.  I mean I would probably need 

10       more than that, because, you know, in various 

11       places I have worked, Dillard's and elsewhere, I 

12       have seen associates say, "I am 100 percent sure 

13       that this person stole something," and an 

14       investigation later revealed that they were 

15       mistaken, so --

16   Q.  You just gave the example of customers being 

17       stopped based on empty hangers?

18   A.  Well, that is just one example, I am sorry.

19   Q.  And assumptions based on the presence of the 

20       empty hanger are there any other examples in 

21       reference to customers being stopped?

22                 MS. KOCH:  Object to the form of your 

23       question as vague.

24   Q.  (By Ms. Finnell)  And this question is just a 

25       follow-up to complete the -- 

                                                        32


 1   A.  The only -- 

 2   Q.  Go ahead.

 3   A.  Sorry again.  The only other example that I can 

 4       think of would be when a customer would bring 

 5       several items into a dressing room, and then 

 6       later when the customer would exit the dressing 

 7       room if the associate felt that, "Well, I am 

 8       pretty sure this woman brought in three dresses, 

 9       but I am only seeing two dresses come out, or 

10       there are only two dresses left in the changing 

11       room," I saw people stopped for that.

12   Q.  African-American customers?

13   A.  And white.

14   Q.  Okay.  Both? 

15   A.  (Witness nods head.)

16   Q.  Are you familiar with any shoplifting suspect 

17       bulletin boards or places where pictures of 

18       suspects were kept?

19   A.  No, I'm not aware of any.

20   Q.  Are you familiar with any hit lists that may 

21       have been created in reference to shoplifting 

22       suspects that Dillard's security may have wanted 

23       to highlight or target or pay close attention 

24       to?

25   A.  No, I am not.

                                                        33


 1   Q.  Are you familiar with any documents that would 

 2       have tracked arrests of Dillard's suspects?

 3   A.  Yes.

 4   Q.  How was that type of document used and by whom, 

 5       if you know?

 6   A.  Another one of the reasons why I left Dillard's 

 7       was that Marvie Dirks implemented a change in 

 8       how we bid our shifts, and that change was -- 

 9       seniority was based on the number of 

10       apprehensions.  And I 100 percent disagreed with 

11       that, and that played a part of the role in my 

12       leaving.

13   Q.  Why did you disagree with that?   

14   A.  I don't think it's proper.

15   Q.  Why not?

16   A.  Because I think with some people, myself 

17       excluded, that it's an accelerant or it possibly 

18       could motivate some people to make questionable 

19       stops and arrests hoping that they are going to 

20       have more arrests for that month so they can 

21       have a better choice of shifts to work the 

22       follow month.

23   Q.  When was this change implemented?

24   A.  I don't recall the exact date, but I know that I 

25       got word of it right before I left employment 

                                                        34


 1       with Dillard's.

 2   Q.  '94?

 3   A.  Right.

 4   Q.  By some people, are you aware of any people in 

 5       particular that became motivated as you just 

 6       described?

 7   A.  No.

 8   Q.  Were you aware of any increases in the number of 

 9       stops that were made based on the changes in 

10       scheduling?

11   A.  No, I never really had any knowledge of how many 

12       stops or arrests are made.

13   Q.  Based on your experience as a police officer in 

14       general, would you agree or disagree that 

15       someone's tone of voice -- that an officer's 

16       tone of voice can affect whether a person or a 

17       suspect or person they are talking with can 

18       affect that person's understanding of whether or 

19       not they have a choice in whether or not to do 

20       something that the officer is telling them to 

21       do?

22                 MS. KOCH:  Object to the form of your 

23       question as vague and calling for speculation. 

24   Q.  (By Ms. Finnell)  Based on your experience. 

25   A.  I would say yes. 

                                                        35


 1   Q.  How so?

 2   A.  Well, I believe an officer's tone of voice, body 

 3       language, depending on how that individual 

 4       officer uses it, can convey to a person that 

 5       maybe they are not free to go when they really 

 6       are.  It can make that person think they are 

 7       being arrested when they were not being 

 8       arrested.

 9   Q.  Do you know of any officers that were ever 

10       disciplined based on their contact with a 

11       customer at Dillard's, any security officers at 

12       Dillard's?

13   A.  I have no knowledge of any discipline by 

14       Dillard's, I wasn't privy to that.

15   Q.  Do you think that is something that would have 

16       been discussed between the officers if it had 

17       occurred?

18                 MS. KOCH:  Object to the form of your 

19       question as calling for speculation and vague. 

20   A.  Possibly, but I don't ever recall any 

21       conversation with another security officer 

22       saying that Marvie yelled at me or I got a 

23       letter of reprimand or --

24   Q.  I'm not sure if you answered this question or 

25       not, if you did I am sure there will be an 

                                                        36


 1       objection.  

 2                 The document that you described 

 3       earlier that tracked the arrests, did you answer 

 4       as to how that was used by the security 

 5       officers?

 6   A.  Well, the only document that I am aware of is 

 7       something that is in place to track the number 

 8       of apprehensions, so Dillard's and Marvie knows 

 9       that officer so and so made X number of arrests 

10       this month.  I have never actually seen it.  I 

11       have heard many officers talk about it.

12   Q.  And what you have heard is it tracked it 

13       according to the officer?

14   A.  It's my understanding that each officer -- it 

15       tracks the officer and the total number of 

16       apprehensions by that particular officer.  And I 

17       want to point out that back in '94, I don't know 

18       when the exact implementation of it was, but 

19       there was some serious discussion going on at 

20       that time, and when I started hearing rumors of 

21       that discussion, that was one of the deciding 

22       factors that I was going to leave.

23   Q.  Are you aware of incidents where -- well, while 

24       you were working at Dillard's in security what 

25       was your understanding of when an incident 

                                                        37


 1       report should be generated?

 2   A.  When you took police related or law enforcement 

 3       related action.

 4   Q.  What is your understanding of police related or 

 5       law enforcement related action?

 6   A.  When you have contact with an alleged 

 7       shoplifter, or any other -- I mean there were 

 8       times when we would get complaints of 

 9       homosexuals in the men's room, and if you went 

10       in there and made contact with them or made an 

11       arrest or something like that, you know, took 

12       police action, then we were supposed to do a 

13       report on it.

14   Q.  Are you aware of incidents that occurred where 

15       reports were not generated, and this as it 

16       relates to shoplifting suspects at Dillard's?

17                 MS. KOCH:  I was just going to object 

18       to the question as vague. 

19   A.  I don't have any knowledge of that.

20   Q.  (By Ms. Finnell)  Based on your experience as a 

21       law enforcement officer, but specifically as 

22       security for Dillard's, how important was it to 

23       be certain that the item that was believed to be 

24       stolen was, in fact, Dillard's merchandise.

25                 MS. KOCH:  I object to the form of 

                                                        38


 1       that question as vague. 

 2   A.  Can you repeat that, please? 

 3   Q.  Sure.  Based on your experience as a security 

 4       officer for Dillard's, how important in a 

 5       shoplifting investigation was it to be -- how 

 6       important was it that the item --

 7                 Same preface, based on your experience 

 8       as a security officer with Dillard's, to what 

 9       extent, if any, was it important that the 

10       suspected item that was being stolen or 

11       concealed was, in fact, Dillard's merchandise?

12                 MS. KOCH:  Object to the form of the 

13       question as vague. 

14   A.  I think it was pretty important.

15   Q.  (By Ms. Finnell)  Why is that?

16   A.  I mean that's what we were paid to do is to 

17       either prevent or apprehend people stealing 

18       merchandise belonging to Dillard's.

19   Q.  How appropriate, based on your understanding of 

20       the rules and procedures for security personnel 

21       at Dillard's, would it be to make a stop based 

22       on an assumption that the item believed to be 

23       concealed was Dillard's?

24                 MS. KOCH:  Object to the form of your 

25       question as vague. 

                                                        39


 1   A.  I really don't know how to answer that.

 2                 MS. KOCH:  That's because the question 

 3       is vague.

 4                 MS. FINNELL:  Not necessarily, but I 

 5       will rephrase it nevertheless. 

 6   Q.  (By Ms. Finnell)  If a customer was not seen to 

 7       remove an item but was nevertheless seen 

 8       possessing an item which was never specifically 

 9       identified as Dillard's merchandise, based on 

10       your knowledge and understanding of the rules 

11       and procedures for Dillard's security, would it 

12       be appropriate to stop that person as a 

13       shoplifting suspect?

14                 MS. KOCH:  I object to the form of 

15       that question as vague, calling for speculation 

16       and setting forth a hypothetical without 

17       appropriate foundation. 

18   A.  My understanding of the procedures when I was 

19       employed with Dillard's was that if it was some 

20       other store's clothing that wasn't a concern of 

21       mine.  If I observed someone attempting or 

22       actually stealing merchandise from Dillard's 

23       that I was -- I had the authority to take 

24       action.  That's what I was paid to do.

25   Q.  (By Ms. Finnell)  If you weren't sure of whether 

                                                        40


 1       it was Dillard's merchandise, what were you to 

 2       do.  What is your understanding of what you were 

 3       to do?

 4   A.  As I mentioned earlier I would never stop 

 5       anyone, unless I had probable cause to believe 

 6       they had committed a crime.

 7   Q.  How would your probable cause be affected by any 

 8       degree of uncertainty as to whether the 

 9       merchandise or the item, rather, concealed was 

10       Dillard's merchandise?

11                 MS. KOCH:  Object to the form of your 

12       question as vague, calling for speculation, and 

13       lacking appropriate foundation.

14   Q.  (By Ms. Finnell)  You can answer. 

15   A.  I just want to make sure I understand what you 

16       are asking.  If you have a suspect in the store 

17       who may have property from another store other 

18       than Dillard's? 

19   Q.  Just an item of clothing, whether it's theirs or 

20       another stores or -- 

21   A.  If I did not see that person take that 

22       merchandise from Dillard's, then I'm not going 

23       to stop them.

24   Q.  Why is that?

25   A.  Well, because I was employed to -- number one, I 

                                                        41


 1       probably wouldn't have probable cause to stop 

 2       them.

 3   Q.  Why is that?   

 4   A.  Because I didn't actually observe the theft or 

 5       the alleged theft.

 6   Q.  What do you mean by the theft, what activity are 

 7       you referring to by that phrase?

 8   A.  Well, the taking -- if they have property on 

 9       them belonging to some other store than 

10       Dillard's, and I am inside Dillard's, obviously 

11       I couldn't have observed the violation, because 

12       I am in there and trying to do my job in 

13       Dillard's.

14   Q.  If it's their own personal property -- well, I 

15       think you have answered it. 

16   A.  I mean the bottom line is, if I am inside 

17       Dillard's working, unless they took something 

18       from inside Dillard's that I observed, I'm not 

19       stopping them.

20   Q.  By took, what do you mean?  I know I am being 

21       nit-picky, but does that include the actual 

22       removal of the property?

23   A.  For me it would be taking the product, either 

24       concealing it or not concealing it, but 

25       attempting to leave the premises.  So if they 

                                                        42


 1       took a shirt off the rack and tucked it under 

 2       their coat and walked out the door into the mall 

 3       corridor area, then I would stop and make an 

 4       apprehension.

 5   Q.  To what extent is exiting, as you just 

 6       described, important in terms of apprehending 

 7       shoplifting suspects?

 8                 MS. KOCH:  Object to the form of your 

 9       question as vague, and I object to the extent 

10       you are asking this witness for a legal 

11       conclusion.  

12                 MR. SANTOS:  I agree.  Obviously, if 

13       you are going to ask him for the conclusion as 

14       to whether it's legally proper, I object to 

15       that, and would direct him not to answer that.  

16       If you want to rephrase the question for 

17       clarification purposes, fine.

18   Q.  (By Ms. Finnell)  I'm not really trying to get 

19       you to make any legal conclusion.  Under what 

20       circumstances, if any, did you, during your 

21       experience as a security officer for Dillard's, 

22       arrest a shoplifting suspect prior to their 

23       exiting the store?

24   A.  I can't think of any.

25   Q.  Any arrest that you made would have been after 

                                                        43


 1       they exited, is that what you are saying?

 2   A.  Yes.

 3   Q.  Why is that?

 4                 MS. KOCH:  Again, I object to the 

 5       extent you are asking this witness for a legal 

 6       conclusion.  

 7   A.  Well, my only --

 8   Q.  (By Ms. Finnell)  Wait, wait.

 9                 MS. KOCH:  To the extent you are just 

10       asking him for his own beliefs and practices --

11                 MS. FINNELL:  That is all I am asking. 

12   A.  That's exactly what it is.  My practice when I 

13       am employed off duty somewhere is that if I am 

14       going to make a shoplifting apprehension, I am 

15       going to make as or after they have exited that 

16       particular store. 

17   Q.  (By Ms. Finnell)  Okay. 

18   A.  That's how I like to operate. 

19   Q.  Have you had any interaction at all with Jack 

20       Rodgers the manager, general manager, of 

21       Dillard's Oak Park?

22   A.  When I worked there it was basically hi, how are 

23       you doing.  And he would say hi.  He was always 

24       running around, but I have never sat down and 

25       had a conversation with him that was more than 

                                                        44


 1       about ten seconds.

 2   Q.  Has he ever attend any of those semi-annual 

 3       meeting you described having with Marvie?

 4   A.  No.

 5   Q.  During the time that you worked at Dillard's are 

 6       you aware of any cultural diversity training 

 7       given to any of the employees sponsored by 

 8       Dillard's?

 9   A.  I don't recall any.

10   Q.  Any sensitivity training that would deal with 

11       coming into contact with individuals of 

12       different races or from different backgrounds?

13   A.  I don't recall any.

14   Q.  Are you familiar with an incident log that was 

15       kept by Dillard's security?

16   A.  Yes.

17   Q.  What is your understanding of the purpose of 

18       that log?

19   A.  To track activity that was occurring in the 

20       stores.

21   Q.  What is your understanding as to what the 

22       officers were to do in reference to that log, 

23       the security officers at Dillard's?

24   A.  My understanding was if they handled a 

25       particular situation that upon its completion 

                                                        45


 1       they would go to the log and write notes so that 

 2       way officers coming on duty later that day or 

 3       the next day or the next week could check that 

 4       log periodically.  It was intelligence 

 5       information.

 6   Q.  What do you mean by intelligence information?

 7   A.  Well, if someone came in and attempted to pass, 

 8       you know, let's say a closed account check or 

 9       maybe a forged check, this information would be 

10       recorded along with the description of the 

11       suspect, and that way officers coming in later 

12       could read this and see the name on the check 

13       and see the person, and hopefully you can use 

14       that information at a later point in time.

15   Q.  While you were a security officer at Dillard's, 

16       how did the number of calls that you would 

17       receive on African-American shoppers compare 

18       with the number of African-American shoppers 

19       that you would see in the store?

20                 MS. KOCH:  Object to the form of the 

21       question as vague and overly broad. 

22   A.  Can you ask it one more time? 

23   Q.  (By Ms. Finnell)  During the time that you were 

24       a security officer at Dillard's, how did the 

25       number of calls that you would receive regarding 

                                                        46


 1       African-Americans as suspected or to be 

 2       investigated as shoplifters, compare with the 

 3       number of African-Americans that you would 

 4       generally see shopping in the store?

 5                 MS. KOCH:  Same objection. 

 6   A.  The majority of calls that I received requesting 

 7       my presence due to an alleged potential 

 8       shoplifter, the majority were African-American, 

 9       not all, but the majority.

10   Q.  (By Ms. Finnell)  Were the majority of customers 

11       that you would notice in general at Oak Park 

12       Mall Dillard's African-Americans?

13   A.  No, the majority were white.

14   Q.  Why is it that you believe African-American 

15       shoppers were treated differently than white 

16       shoppers at Dillard's Oak Park?  Do you believe 

17       that, first of all?  Back up.

18                 MS. KOCH:  Object to the form of 

19       question as having been asked and answered at 

20       some length.

21   Q.  (By Ms. Finnell)  She is probably right, but do 

22       you believe that?

23                 MS. KOCH:  Same objection. 

24   Q.  (By Ms. Finnell)  You can still answer. 

25   A.  I believe that particular people employed in 

                                                        47


 1       Dillard's security would, for lack of a better 

 2       word, prey on African-Americans.  I don't think 

 3       generally speaking that Dillard's is 

 4       discriminatory, but there are particular 

 5       employees that --

 6   Q.  Who are those particular employees?

 7                 MR. SANTOS:  I want to take a short 

 8       break. 

 9                 MS. FINNELL:  Okay.  

10                 (A recess was taken.)

11   Q.  (By Ms. Finnell)  Do you remember the question? 

12   A.  Can you repeat it? 

13                 MS. FINNELL:  Can you read it back? 

14                 (Discussion off the record.) 

15                 (The requested portion of the record 

16       was read by the reporter as follows:

17                 "Question:  Why is it that you believe 

18       African-American shoppers were treated 

19       differently than white shoppers at Dillard's Oak 

20       Park?  Do you believe that, first of all?  Back 

21       up.

22                 "MS. KOCH:  Object to the form of 

23       question as having been asked and answered at 

24       some length.

25                 "Question:  She is probably right, but 

                                                        48


 1       do you believe that?

 2                 "MS. KOCH:  Same objection. 

 3                 "Question:  You can still answer. 

 4                 "Answer:  I believe that particular 

 5       people employed in Dillard's security would, for 

 6       lack of a better word, prey on 

 7       African-Americans.  I don't think generally 

 8       speaking that Dillard's is discriminatory, but 

 9       there are particular employees that --

10                 Question:  Who are those particular 

11       employees?") 

12   Q.  (By Ms. Finnell)  In reference to the particular 

13       employees that you believe prey on 

14       African-Americans, who are those?

15   A.  There is only one that comes to mind, and that 

16       would be Trooper Sanchez.

17   Q.  Any others that come to mind?

18   A.  No.

19   Q.  Why Trooper Sanchez other than the incident that 

20       you described earlier in reference to him 

21       pursuing the African-American suspects off 

22       premises?

23   A.  Well, over the years there have been a number of 

24       incidents where he has made apprehensions of 

25       African-Americans and I would respond for one 

                                                        49


 1       reason or another along with the district 

 2       officer who was going to take the report and 

 3       process the arrest.  There were several 

 4       instances of, I guess, could be classified as 

 5       questionable probable cause.

 6   Q.  Based on what?

 7   A.  Just based on the particular situation.  How we 

 8       operate as a police department as a district 

 9       officer, the on duty officer, responds and 

10       contacts the security personnel, and says, "Tell 

11       me what happened."  And then the security 

12       officer or the associate or both will then tell 

13       the officer, "Well, this is what we have."  

14                 And then the officer has to make a 

15       decision if this a good arrest or if it's a bad 

16       arrest.  And if the officer doesn't feel it's a 

17       good arrest he will write a report but doesn't 

18       take the person to jail.  If he believes that 

19       probable cause exists, then you do the report or 

20       take the person into custody release them on a 

21       notice to appear.  

22                 Over the years, there have been 

23       several instances where Trooper Sanchez has made 

24       apprehensions, and it was later determined by 

25       whoever that possibly probable cause did not 

                                                        50


 1       exist and charges weren't filed at that time.

 2   Q.  And these apprehensions were of 

 3       African-Americans?

 4   A.  The ones that I can recall responding on or 

 5       having knowledge of, yes.

 6   Q.  Of the ones that you can recall responding on, 

 7       can you describe the circumstances?

 8   A.  I don't recall.

 9   Q.  No specifics?

10   A.  I don't.

11   Q.  Earlier you mentioned in general Kansas Highway 

12       Patrol.  Do you believe that Kansas Highway 

13       Patrol officers that are working -- I'm not 

14       trying to be overly general.  I'm not saying all 

15       of them, that all or some of them treat 

16       African-American shoppers different than white 

17       shoppers?  Do you understand that question?

18                 MS. KOCH:  I object to the form of 

19       question as vague and overly broad and asked and 

20       answered to the extent he has already given us 

21       an answer to who he said he believes at 

22       Dillard's security would, in his words, prey on 

23       African-Americans.

24   Q.  You can answer.  

25                 MR. SANTOS:  I am sorry.  I am losing 

                                                        51


 1       track of the question. 

 2                 MS. FINNELL:  We can go off the 

 3       record.

 4                 (Discussion off the record.) 

 5   Q.  (By Ms. Finnell)  Sergeant Imber, in follow-up 

 6       to your answer about particular employees of 

 7       Dillard's who treat African-American customers 

 8       differently than white customers, you answered 

 9       one that comes to mind is Trooper Sanchez.  Is 

10       he the only one who you believe preys on 

11       customers, or is he the only one that comes to 

12       your mind today?

13   A.  I mentioned earlier plural, and I stand by 

14       that.  I have a recollection of Trooper Sanchez.  

15       He is the only one that I can recall identifying 

16       by voice over the radio system referring to 

17       African-Americans as Code 3 or Code 4s.  I have 

18       heard it used numerous times over the years, and 

19       I couldn't tell you who was on the radio, but I 

20       am familiar with Trooper Sanchez' voice, it's 

21       kind of distinct, it's kind of scratchy.  And 

22       there have been other employees, as I mentioned 

23       earlier also, that I didn't feel their contact 

24       with African-American shoppers alleged 

25       shoplifters were totally professional.

                                                        52


 1   Q.  Can you not think of any of their names today?

 2   A.  No, I can't.

 3                 MS. FINNELL:  I am thinking no further 

 4       questions.

 5                 MS. KOCH:  Are you saying no further 

 6       questions, or are you thinking no further 

 7       questions? 

 8                 MS. FINNELL:  Give me time to reflect.

 9                 MR. SANTOS:  I am not sure where we 

10       are at, whether you are reflecting or if you are 

11       done.  I would like to speak to the officer just 

12       one last time.  

13                 MS. FINNELL:  Okay.

14                 (Discussion off the record.) 

15   Q.  (By Ms. Finnell)  Sergeant Imber, when you 

16       referred to particular employees of Dillard's 

17       preying on African-American customers what 

18       exactly did you mean by that?

19   A.  What I meant by that was that in my opinion 

20       Trooper Sanchez treats African-American shoppers 

21       or alleged shoplifters differently than he does 

22       whites.

23   Q.  Is he the only one that does that, treats 

24       African-American shoppers or shoplifting 

25       suspects differently than they do whites?

                                                        53


 1   A.  No.  I believe I answered earlier, and again, I 

 2       recall some incidents where other security 

 3       officers had unprofessional contacts with 

 4       African-Americans, but I don't recall who they 

 5       were, but I do have a recollection of Trooper 

 6       Sanchez treating African-Americans differently 

 7       than whites.

 8   Q.  But he is not the only one, you just don't 

 9       recall the names?  

10                 MR. SANTOS:  With your permission? 

11                 MS. FINNELL:  Yes. 

12                 MR. SANTOS:  My understanding, 

13       Sergeant Imber, is that -- the other point of 

14       clarification is that you meant nothing by the 

15       term prey beyond that point of he treats them 

16       differently, is that correct?  

17                 THE WITNESS:  Correct.

18   Q.  (By Ms. Finnell)  Would your use of the word 

19       prey encompass targeting?  

20                 MS. FINNELL:  This is all part of the 

21       clarification process.

22                 MS. KOCH:   You are getting into 

23       leading.  

24                 MS. FINNELL:  Let's go off the record 

25       a second.

                                                        54


 1                 (Discussion off the record.)

 2   Q.  (By Ms. Finnell)  To what extent, if any, do you 

 3       believe, based on your experience as an Oak Park 

 4       Mall security and Dillard's security officer, 

 5       that African-American customers are targeted for 

 6       investigation on shoplifting? 

 7                 MS. KOCH:  I object to the form of 

 8       that question as vague, overly broad and at 

 9       least pieces of it has been asked and answered 

10       throughout the deposition.  

11                 MR. SANTOS:  And I really would have 

12       to object that unless it relates to my request 

13       to clarify, and I don't understand how it does, 

14       I believe that procedural we must have been 

15       through the direct or finished at this point.  

16       Did we bring closure to your direct or not?

17                 MS. FINNELL:  Technically, we did.  I 

18       did say no further questions but --

19                 MS. KOCH:  I share in that objection.  

20       You are pushing, Kathy. 

21                 MS. FINNELL:  That's okay. 

22   Q.  (By Ms. Finnell)  This is the final question.  

23       In follow-up to your request on clarification of 

24       your use of the word prey, and I believe you 

25       said prey, you meant treating -- 

                                                        55


 1       African-American customers being treated 

 2       differently than whites?

 3   A.  Yes.

 4   Q.  Okay.  To what extent, if any, does that 

 5       treatment include being targeted as shoplifters 

 6       or to what extent, if any, do African-American 

 7       shoppers being targeted as potential suspects 

 8       for shoplifting, to what extent is that included 

 9       in your use of the word prey, if any?

10                 MS. KOCH:  Object to the form of your 

11       question as vague and confusing.

12   Q.  (By Ms. Finnell)  Did you understand it?

13   A.  Oh, yes.  As I mentioned earlier, I have a 

14       recollection over the years that there were 

15       several instances when Trooper Sanchez was 

16       overheard on the security radio system informing 

17       the other security officers that there were two 

18       Code 3s, or Code 4s, basically identifying the 

19       fact that two blacks or one black was coming in 

20       a particular entrance.  But I never heard him 

21       advise that there were two whites.  I don't know 

22       if you want to call that targeting.  To me, that 

23       is treating people differently, because my 

24       recollection is he only did that to the 

25       African-Americans and no one else.

                                                        56


 1                 MS. FINNELL:  Thanks.   

 2   EXAMINATION BY MS. KOCH:  

 3   Q.  (By Ms. Koch)  Sergeant Imber, I have a few 

 4       follow-up questions.  Trooper Sanchez is 

 5       Hispanic, isn't he?

 6   A.  I don't know.

 7   Q.  Do you know whether or not Trooper Sanchez 

 8       treats Hispanic shoppers any differently than he 

 9       does white shoppers or black shoppers?

10   A.  I don't know.

11   Q.  You referred to a change in Dillard's policy to 

12       allow security officers to work out of uniform.  

13       Is it your understanding that it was Dillard's 

14       decision to allow certain security officers to 

15       work out of uniform while requiring others to 

16       wear the uniform?   

17   A.  It was my understanding that after Overland Park 

18       took over the security for Dillard's, that after 

19       a length of time it become more difficult for 

20       Bill Evans, who works for this department to 

21       fill the schedule.  And it's my understanding 

22       that in order to have enough security officers 

23       there and to keep the numbers where they need to 

24       be, that other departments were brought into the 

25       equation to assist with the job.  And it's also 

                                                        57


 1       my understanding that there are agencies such as 

 2       Kansas Highway Patrol and some other 

 3       departments, whose chief of polices do not allow 

 4       them to wear their uniforms outside of their 

 5       jurisdiction.

 6   Q.  Is it your understanding that Overland Park 

 7       police officers have been turned down for 

 8       security officer jobs so that nonuniformed 

 9       security officers can be hired or not?

10   A.  I have no knowledge of that.

11   Q.  You are not saying, are you, that Dillard's has 

12       chosen to go and hire some other jurisdictions 

13       other than Overland Park so they can have 

14       nonuniformed police officers, are you, or 

15       nonuniformed security, are you?

16   A.  No, but again, it's been a few years since I 

17       have worked there, but I don't know why an 

18       Overland Park officer couldn't go plain clothes.  

19       It's our jurisdiction, you would either be in 

20       uniform or plain clothes.  Again, it's my 

21       understanding that Dillard's had to dip into 

22       other jurisdictions in order to fill -- because 

23       we were there -- I mean security is there seven 

24       days a week, and it takes a lot of manpower to 

25       fill all those shifts, and after a while a lot 

                                                        58


 1       of the Overland Park guys were either getting 

 2       burned out or found better job opportunities and 

 3       left employment.

 4   Q.  You have told us that from 1987 to 1994 you were 

 5       working at Dillard's as a security officer and 

 6       at Oak Park Mall as a security officer, right? 

 7   A.  Correct.

 8   Q.  How many hours a week would you work on average 

 9       at Dillard's as a security officer?

10   A.  The most I can recall working at Dillard's would 

11       have been two shifts a week, and each shift 

12       would be for four hours.  So I would have eight 

13       hours at Dillard's a week and one shift at the 

14       mall that would be four or five hours.  We are 

15       not allowed to work more than 20 hours a week 

16       off duty.  So I might work ten hours for the 

17       mall and five hours for Dillard's or vice versa, 

18       but it was never more than a total of 20 hours.

19   Q.  When you say the most would be two shifts or 

20       eight hours a week, what would be typical for 

21       number of hours you would work at Dillard's per 

22       week?

23   A.  Well, one weekday evening from five to nine and 

24       four or five hours on a weekend.

25   Q.  Was there a typical number of hours you would 

                                                        59


 1       work a week, or would it vary?   

 2   A.  It would vary, but I would say on average eight 

 3       or nine.

 4   Q.  You have testified today that you would get 

 5       calls from sales associates to come to areas 

 6       about suspicious people who would turn out to be 

 7       African-Americans, and you wouldn't believe 

 8       there was any other basis for the call, correct?

 9   A.  Correct.

10   Q.  Do you recall the names of any of those sales 

11       associates?

12   A.  No, I don't, because the majority of the calls 

13       occurred in the north store in the women's 

14       areas, and I just wasn't very well acquainted 

15       with -- I didn't like to work the north store.  

16       I liked to work the men's store.

17   Q.  Did you usually work in the north store or in 

18       the south store?

19   A.  I usually worked in the south store, but 

20       occasionally I did work the north store.  

21       Sometimes, years ago, I would be the only person 

22       working and I would have to bounce back and 

23       forth between the stores.

24   Q.  So you can't tell us today the names of any of 

25       the sales associates who made these calls for 

                                                        60


 1       you when there wasn't a basis?

 2   A.  No.

 3   Q.  Do you know whether any of them are still 

 4       working for Dillard's?

 5   A.  I have no idea.

 6   Q.  Do you know Officer Tom Wilson?

 7   A.  I have met him and I have seen him, but I don't 

 8       recall really ever having a conversation with 

 9       him, other than hi, how are you doing and seeing 

10       him in passing.

11   Q.  Do you have any complaints about how Officer 

12       Wilson treats African-Americans?

13   A.  No.

14   Q.  On the incident you referred to earlier in your 

15       testimony, in which a Dillard's security officer 

16       took an African-American female into custody and 

17       she complained about being roughed up, did that 

18       incident involve a theft?

19   A.  Yes.

20   Q.  You also testified about an incident or 

21       incidents in which a Dillard's security officer 

22       looked in the bag, I believe you said, of an 

23       African-American, or African-Americans, and 

24       found no receipt and kept the merchandise, 

25       correct?

                                                        61


 1   A.  Correct.

 2   Q.  Do you know whether or not those incidents 

 3       involved actual shoplifting?

 4   A.  My recollection of these incidents isn't good 

 5       enough to say for sure if they did or not.

 6   Q.  You have testified that you are aware of bad 

 7       stops of African-Americans at Dillard's over the 

 8       years.  Can you recall today any of the specific 

 9       bad stops by either name of the suspected 

10       shoplifter or name of the security officer 

11       involved?

12   A.  No, I don't remember specific names.  I just 

13       have a recollection that -- you know, I can 

14       recall that they were stopped and there was 

15       heated conversation that this person either 

16       stole something or possibly stole something, and 

17       the end result was it wasn't stolen and the 

18       customer was upset and left the store.

19   Q.  But you can't recall what security officer or 

20       officers were involved?

21   A.  No, I am sorry.

22   Q.  Are you aware of any bad stops of white shoppers 

23       at Dillard's over the years?

24   A.  Yes.

25   Q.  Do you recall any of the security officers 

                                                        62


 1       involved in those bad stops?

 2   A.  No, I don't.

 3   Q.  Do you think it was wrong of Dillard's to hire 

 4       Kansas Highway Patrolmen as security officers?

 5                 MS. FINNELL:  Objection.  It's vague. 

 6   A.  Do I think it was wrong for them to hire?  No.

 7   Q.  (By Ms. Koch)  You talked about a change you 

 8       believed Marvie Dirks implemented in the way 

 9       that security officers were scheduled based on 

10       number of apprehensions, right?

11   A.  Correct.

12   Q.  Who told you that there was this change in 

13       policy?

14   A.  I don't recall the exact person who told me, but 

15       it was kind of a hot item at that time, and all 

16       of the security officers that I had contact with 

17       were talking about it and expressing their  

18       opinions on what they thought of the policy or 

19       proposed policy.  And there were some other 

20       Overland Park officers that said, no, I'm not 

21       going to stick around if that's what they are 

22       doing.  And they left as well.

23   Q.  Did anyone in Dillard's management ever tell you 

24       that that was a new policy at Dillard's?

25   A.  No.

                                                        63


 1   Q.  Did anybody in Dillard's management ever tell 

 2       you that there was an actual list of arrests per 

 3       security officer?

 4   A.  No one from management told me that.

 5   Q.  Who did tell you that?   

 6   A.  I heard it discussed among other Dillard's 

 7       security people.

 8   Q.  Do you remember who?

 9   A.  No.

10   Q.  Do you know if there had been criticisms of some 

11       of the security officers for just standing 

12       around or --

13   A.  Yes.

14   Q.  -- or staying in the lounge area?

15   A.  Yes.

16   Q.  Do you know who had been criticized?

17   A.  I don't know the person's name.  I know that 

18       there was a Lenexa officer who was -- well, 

19       either he was told he couldn't work there 

20       anymore or something happened, because he was 

21       spending too much time around the cosmetic  

22       counter where young ladies are employed.

23   Q.  Did you hear of any other criticisms of security 

24       officers for basically not doing their job or 

25       standing around too much?

                                                        64


 1   A.  Yes.

 2   Q.  Who?

 3   A.  Occasionally I would hear some of the ASMs, area 

 4       sales managers, say that officers weren't 

 5       walking around enough, or just general 

 6       complaints that a lot of times I didn't agree 

 7       with what they were saying.

 8   Q.  Did you hear complaints about any specific 

 9       security officers?

10   A.  I am sure I did, but I can't recall who those 

11       particular officers were.  One comes to mind.

12   Q.  Who?

13   A.  He is no longer employed here, he retired.  An 

14       officer by the name of -- he was a sergeant as 

15       well, Jim Seiner.  He worked there for a while, 

16       and he was older and he didn't walk around as 

17       much as some of the younger officers, and he 

18       would kind of take it easy and some of the ASMs 

19       rode him pretty hard about not getting around.

20   Q.  In your opinion, do commissioned police officers 

21       generally make better security officers than 

22       security officers who aren't commissioned police 

23       officers?

24                 MS. FINNELL:  Objection, vague.  Also 

25       calls for speculation.  Also lack of foundation 

                                                        65


 1       for the question. 

 2   A.  Generally speaking, I think police officers are 

 3       better, but in my opinion police officers are 

 4       better in their roles when they are in uniformed 

 5       security versus undercover type work.

 6   Q.  (By Ms. Koch)  You don't blame Dillard's for 

 7       some jurisdictions refusing to allow their 

 8       officers to wear uniforms?

 9   A.  I don't blame Dillard's at all.  I think 

10       Dillard's was in a bind.  It was either allow 

11       these officers to do that or run short and lose 

12       merchandise.

13                 MS. KOCH:  I have no further 

14       questions.

15   EXAMINATION BY MS. FINNELL: 

16   Q.  Why do you believe officers are better in their 

17       roles as security in their uniforms rather than 

18       in undercover?

19   A.  In regard to shoplifting.  Police officers, if 

20       they are working drugs do an excellent job 

21       undercover, but I think when it comes to in the 

22       retail business that I just think we are better 

23       high visibility -- we are more effective in high 

24       visibility crime prevention than we are walking 

25       around in jeans carrying a bag with our radio in 

                                                        66


 1       it looking for shoplifters.  You are probably 

 2       looking for more -- that's just my gut feeling.

 3                 I have worked security in plain 

 4       clothes at different places over the years, you 

 5       know, here and there, little spot off duty jobs, 

 6       and I never was that comfortable, and I didn't 

 7       feel I was effective.  I think you can prevent 

 8       much more crime by being visible than you can by 

 9       apprehending people by being undercover.

10   Q.  Okay.  

11   A.  That's why we drive marked cars.  We could all 

12       drive unmarked cars, but by driving marked cars 

13       hopefully we prevent problems.  

14   Q.  Ms. Koch asked you earlier whether you knew 

15       whether the incident where merchandise was taken 

16       from a customer involved shoplifting, do you 

17       remember that question?

18   A.  Uh-huh.

19   Q.  Yes?

20   A.  Yes.

21   Q.  Are you aware of any incidents where someone was 

22       suspected of shoplifting, merchandise was 

23       retrieved, and that person was let go and not 

24       arrested?

25   A.  Yes.

                                                        67


 1   Q.  What are the circumstances of that type of 

 2       scenario?

 3   A.  Well, I don't recall the exact circumstances, 

 4       but I vaguely remember being present when people 

 5       were stopped because they were believed to have 

 6       shoplifted, merchandise was taken, but there 

 7       really wasn't a good enough case to arrest them.  

 8       And these people were told basically produce a 

 9       receipt and you get this stuff back, if not, I 

10       am going to keep it, and that's the way it's 

11       going to be.

12                 Usually, the scenario would be I can't 

13       prove you took it, but I am pretty sure you took 

14       it, and you can't show me a receipt, and you 

15       know, you are not arguing with me, and it beats 

16       getting arrested, so here, I will take it and 

17       you can take off.  That would happen 

18       occasionally.

19   Q.  Did you ever do something like what you just 

20       described?

21   A.  No.

22   Q.  Why not?

23   A.  Well, as I stated several times earlier, I would 

24       not stop and conduct an investigation or make an 

25       apprehension unless I had probable cause in that 

                                                        68


 1       I actually observed what I thought to be a 

 2       violation, not based on what someone else told 

 3       me.

 4   Q.  You were also asked about Officer Tom Wilson.  

 5       Have you ever observed him in his role as a 

 6       security officer, and what I mean by that is in 

 7       an investigation or an apprehension of a 

 8       shoplifting suspect?

 9   A.  I don't believe so.

10   Q.  So when you answered that you would have no 

11       complaints about how Tom Wilson treated 

12       African-American shoplifter suspects, what was 

13       the basis of that response?

14   A.  Well, I have no first-hand information through 

15       observations of my own that he treated anybody 

16       any differently.  I have had such limited 

17       contact with him and I have not heard other 

18       security officers talk bad about him, nothing 

19       through the rumor mill.  

20                 MS. FINNELL:  I have nothing further.  

21       Thank you. 

22   EXAMINATION BY MR. SANTOS:

23   Q.  I would like to go back and go to the 

24       clarification point again concerning the use of 

25       the word prey, and ask you two questions.  One, 

                                                        69


 1       my understanding is that, as you indicated, for 

 2       lack of a better word, that wasn't necessarily 

 3       the word you would choose?

 4   A.  That's correct.  

 5   Q.  Secondly, that you did not mean to reflect upon 

 6       Trooper Sanchez' personal feelings or his 

 7       personal attitude toward African-Americans by 

 8       your comments?

 9   A.  That's correct.  I have no idea what his 

10       personal feelings are on this topic. 

11                 MR. SANTOS:  Thank you.  I believe 

12       that the witness has a right to be crystal clear 

13       on that point.  Thank you.   

14                 MS. FINNELL:  No further questions. 

15                 (The deposition concluded at 5:00 

16       p.m.)

17

18

19

20

21

22

23

24

25

                                                        70


 1   IN RE:  Hampton vs. Dillard's

 2   Page Line        Correction             Reason
     ____________________________________________________
 3       |    |                        |
     ____|____|________________________|_________________
 4       |    |                        |
     ____|____|________________________|_________________
 5       |    |                        |
     ____|____|________________________|_________________
 6       |    |                        |
     ____|____|________________________|_________________
 7       |    |                        |
     ____|____|________________________|_________________
 8       |    |                        |
     ____|____|________________________|_________________
 9       |    |                        |
     ____|____|________________________|_________________
10       |    |                        |
     ____|____|________________________|_________________
11       |    |                        |
     ____|____|________________________|_________________
12       |    |                        |
     ____|____|________________________|_________________
13       |    |                        |
     ____|____|________________________|_________________
14       |    |                        |
     ____|____|________________________|_________________
15       |    |                        |
     ____|____|________________________|_________________
16       |    |                        |
     ____|____|________________________|_________________
17       |    |                        |
     ____|____|________________________|_________________
18       |    |                        |
     ____|____|________________________|_________________
19       |    |                        |
     ____|____|________________________|_________________
20       |    |                        |
     ____|____|________________________|_________________
21       |    |                        |
     ____|____|________________________|_________________
22       |    |                        |
     ____|____|________________________|_________________
23

24                        ______________________
                          Michael Imber
25   JLW

                                                        71


 1       IN RE:  Hampton vs. Dillard's

 2

 3       ____ I certify that I have read my testimony 

 4            and request that NO changes be made.

 5

 6       ____ I certify that I have read my testimony 

 7            and request that the above changes be 

 8            made.

 9

10

11                 ______________________

12                 Michael Imber

13

14

15                 Subscribed and sworn to before me 

16       this ____ day of ____________, 19____

17

18

19                 ______________________

20                 Notary Public 

21                 State of _____________

22                 County of ____________

23                 My commission expires ____________

24

25       JLW

                                                        72


 1                  C E R T I F I C A T E

 2            I, Judy L. Whitehouse, a Notary Public of 

 3   the State of Kansas, do hereby certify:

 4            That prior to being examined, the witness 

 5   was first duly sworn;

 6            That said testimony was taken down by me in 

 7   shorthand at the time and place hereinbefore stated 

 8   and was thereafter reduced to typewriting under my 

 9   direction;

10            That the foregoing transcript is a true 

11   record of the testimony given by said witness;

12            That I am not a relative or employee or 

13   attorney or counsel of any of the parties or a 

14   relative or employee of such attorney or counsel or 

15   financially interested in the action.

16            Witness my hand and seal this 18th day of 

17   September, 1997.

18

19

20

21

22

23                         Judy L. Whitehouse

24                         Notary Public, State of Kansas

25                         My commission expires 8/24/00